• SEBI & IPO Consultancy Services

Expert Guidance to Successfully Navigate the Capital Markets

In the evolving landscape of capital markets, businesses seeking to raise funds through public or private securities must navigate stringent SEBI regulations and listing requirements. Whether you are preparing for an Initial Public Offering (IPO), Further Public Offering (FPO), Rights Issue, Preferential Allotment, or seeking to delist your securities, compliance with the Securities and Exchange Board of India (SEBI) regulations and stock exchange norms is crucial.

Our team of Practising Company Secretaries and capital market experts provides comprehensive SEBI and IPO consultancy services, ensuring smooth regulatory compliance and facilitating successful capital-raising strategies.

Our SEBI & IPO Consultancy Services Include:

IPO Advisory & Compliance Services

An Initial Public Offering (IPO) is a significant milestone for any company, providing access to public capital markets. We assist companies throughout the entire IPO process, from pre-IPO readiness to post-listing compliance.

Pre-IPO Readiness Assessment & Due Diligence
Drafting and reviewing the Draft Red Herring Prospectus (DRHP) & Red Herring Prospectus (RHP)
Ensuring compliance with SEBI (ICDR) Regulations, 2018
Liaising with SEBI, stock exchanges (NSE/BSE), depositories, and merchant bankers
Advising on eligibility criteria, capital structuring, and promoter lock-in requirements
SEBI registration, approvals, and regulatory filings
Assisting in investor roadshows and due diligence for public offerings
Ongoing post-IPO regulatory compliance and disclosures

Rights Issue & Preferential Allotment

For companies looking to raise capital without going public, we provide specialized services for Rights Issues and Preferential Allotments, ensuring compliance with SEBI regulations.

Structuring and advisory on capital raising through Rights Issue
Preparation and filing of Letter of Offer with SEBI and Stock Exchanges
Assistance in Preferential Allotment of shares and warrants
Compliance with SEBI (ICDR) Regulations and stock exchange requirements
Liaising with SEBI, ROC, and other regulatory authorities

Delisting of Securities & Exit Offers

Delisting a company from stock exchanges requires meticulous planning and adherence to SEBI (Delisting of Equity Shares) Regulations, 2021. We assist companies in both voluntary delisting and compulsory delisting processes, ensuring compliance and smooth execution.

Advising on voluntary and compulsory delisting procedures
Compliance with SEBI delisting regulations and stock exchange requirements
Drafting and filing delisting applications with NSE/BSE & SEBI approvals
Exit offer structuring and settlement of public shareholders
Assistance in Reverse Book Building (RBB) process for delisting price discovery

Takeover Code Compliance & Open Offer Advisory

Mergers, acquisitions, and changes in control trigger compliance under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. We provide expert guidance on takeover-related regulatory obligations.

Advisory on acquisition structuring and open offer requirements
Preparation and filing of Public Announcement (PA), Letter of Offer, and other disclosures
Compliance with minimum public shareholding norms
Liaising with SEBI, Stock Exchanges, and Merchant Bankers

SEBI Regulatory Filings & Ongoing Compliance

Listed companies must adhere to ongoing SEBI compliance requirements, including periodic disclosures, corporate governance norms, and insider trading regulations. We assist in:

Periodic disclosures to SEBI and stock exchanges
Filing of Listing Agreements & Corporate Governance Reports
Compliance with SEBI (LODR) Regulations, 2015
Insider Trading Compliance (SEBI PIT Regulations, 2015)
Secretarial Audit for Listed Companies (as per SEBI & Companies Act requirements)

SME IPO & Listing on BSE/NSE SME Platform

For small and medium enterprises (SMEs) looking to raise capital, we provide end-to-end advisory for SME IPOs and listing on the BSE/NSE SME Exchange, including:

Advising on eligibility and listing criteria for SMEs
Preparation of Offer Documents & Liaison with SEBI, Stock Exchanges & Depositories
Assistance in appointment of Merchant Bankers, R&T Agents, and Legal Advisors
SME IPO Structuring & Compliance with SEBI (ICDR) Guidelines

Why Choose Us for SEBI & IPO Consultancy?

Comprehensive Expertise in Capital Markets & SEBI Regulations
Strong Liaison with SEBI, NSE, BSE, Depositories & Merchant Bankers
End-to-End Support from IPO Planning to Post-Listing Compliance
Tailored Solutions for Large, Mid-Sized, and SME Companies
Proven Track Record in Assisting Successful IPOs & Listing Transactions
  • Contact us today to explore how our SEBI & IPO consultancy services can help your company go public, raise capital, or manage stock market compliance seamlessly!
  • Our Capabilities

Why Choose Us?

Experienced Team

A highly skilled and dynamic team of Company Secretaries, legal professionals, and business advisors

Proven Track Record

Successfully assisting a diverse clientele across multiple sectors

Industry Expertise

In-depth knowledge of corporate laws, securities laws, and regulatory frameworks

Pan-India Presence with Northern India Focus

Assisting businesses with local expertise and national reach

Partner with us for a seamless and hassle-free experience from inception to successful execution. We take pride in managing the complexities, and ensuring compliance and regulatory conformity, so you can dedicate your efforts to driving business development and advancement. Contact us now and take the first step toward success!